Compliance Officer Bank & Trust

  • Compliance
  • Guernsey
  • Permanent
  • Full Time
  • 34456


The key objective of this role is to assess conformity of internal codes of conduct, policies or internal procedures with legal obligations and best practices and to guide staff on compliance regulations applicable to Guernsey.  Duties involve overseeing new account files to ensure take-on procedures being met; escalate identified potential weaknesses in controls; develop and strengthen working relationships; identify training needs, develop appropriate tools, draft training decks and deliver face-to-face training; assist in production of periodic reports on formalised basis; overseeing completion of operational risk control assessments; assessing forthcoming regulatory legislation and its impact; assist with designing and implementing comprehensive monitoring programmes; production of regular and ad hoc reporting to Private Banking business line.

Successful candidate will have 5 years relevant compliance experience; experience in Private Banking/Wealth Management; team spirit; knowledge of legal regulatory and industry requirements; strong influencing, communication and project management skills; Strategic & Commercial Awareness; business acumen; ideally able to speak French, educated to tertiary level with ICSA/equivalent compliance qualification.


For more details contact Eleanor Lock

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Compliance Officer Bank & Trust

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