Head of Compliance, MLRO, MLCO

  • Risk
  • Jersey
  • Permanent
  • Full Time
  • 34630


Exciting role producing Compliance MI and maintaining compliance risk assessments.  Postholder will maintain compliance manual and ensure KYC and account opening documentation procedures in place for potential clients; oversee compliance with statutory and regulatory requirements against money laundering; review and ensure high risk clients approved; monitor operation of AML/CFT policies and respond to reasonable requests for information; undertake initial and ongoing CDD and ensure compliance with JFSC requirements; use findings on countries' arrangements for money laundering prevention, especially if deficiencies identified; investigate and report potential suspicions of money laundering; ensure regulatory reports, business returns and required notifications submitted; design risk-based monitoring programme; identify and document resolutions to breaches and suggest improvements to weaknesses; train and advise on regulatory, AML, CTF and financial crime issues; escalate and analyse client complaints and identify trends; maintain Breaches and Incidents Register and analyse root cause and trends.

The ideal candidate will be Degree educated and an advantage would be professional qualifications, although not essential with requisite experience, including JFSC Key Person requirements; significant compliance experience gained in investment/wealth management at investment management and operational/ administrative levels; demonstrable practical knowledge and understanding of relevant regulatory requirements; excellent planning, organising, influencing, judgement, communication and analytical skills.


For more details contact Rosy Dessain

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Head of Compliance, MLRO, MLCO

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